全球价值链动态演进对我国采矿业绿色全要素生产率的影响作用研究——基于产业政策的调节效应

doi:10.13776/j.cnki.resourcesindustries.20230717.010

摘要/Abstract

摘要： 随着我国采矿业在全球价值链(GVC)嵌入水平的不断提高，为了探究我国采矿业在全球价值链不同嵌入水平下应当实施何种相应的产业政策，以有效提升我国采矿业的绿色全要素生产率(GTFP)，本文从构建采矿业绿色全要素生产率计算模型入手，并基于产业政策的调节效应，研究了全球价值链动态演进对我国采矿业绿色全要素生产率的影响作用，以及鼓励型产业政策与规制型产业政策在全球价值链动态演进不同阶段对我国采矿业绿色全要素生产率发挥的调节作用。研究结果表明:1)全球价值链动态演进对我国采矿业绿色全要素生产率呈现出倒“U”型的影响作用，即随着全球价值链嵌入水平的不断提高，对我国采矿业绿色全要素生产率的正向边际效应逐渐减小，当全球价值链嵌入水平达到0.178后平均边际效应缩减为0，之后随着全球价值链嵌入水平超过了0.178，负向边际效应开始替代正向边际效应发挥作用，并随着全球价值链嵌入水平的继续提高而逐渐增强；2)当我国采矿业在全球价值链中的嵌入水平较低时，以税收优惠、研发补贴、低息贷款为代表的鼓励型产业政策对我国采矿业绿色全要素生产率发挥着正向影响作用，而规制型产业政策则会对我国采矿业绿色全要素生产率发挥出负向影响作用；3)当我国采矿业在全球价值链中的嵌入水平较高时，以环境规制、产能限制为代表的规制型产业政策对我国采矿业绿色全要素生产率发挥着正向影响作用，而鼓励型产业政策则会对我国采矿业绿色全要素生产率发挥出负向影响作用。

关键词: 全球价值链, 采矿业, 绿色全要素生产率, 产业政策

Abstract: As Chinse mining integration with global value chain (GVC) is rising, this paper aims to study how to make corresponding industrial policies under difference Chinese mining integration levels in GVC so as to improve Chinese mining's green total factor productivity (GTFP). From constructing calculation model of mining's GTFP, this paper uses the moderation of industrial policies to study the impacts of GVC's dynamic evolution on Chinese mining's GTFP, and discusses their moderating roles of encouraging and regulatory industrial policies on Chinese mining's GTFP in different stages of GVC. GVC's dynamic evolution plays an upside-down “U-shaped”role on Chinese mining's GTFP, with a diminishing positive marginal effect as integrating level of GVC is growing, down to 0 when the integrating level reaches 0.178, even down to negative if the integrating level passes 0.178, negative marginal effects begin to replace positive marginal effects,then gradually increasing with the integrating level. When Chinese mining has a low integrating level in the GVC, encouraging industrial policies such as tax refund, R&D allowance and low-interest loan play a boosting role on Chinese mining's GTFP, while the regulatory industrial policies works adversely. When Chinese mining has a high integrating level, regulatory industrial policies like environmental rules and production capacity limitations play a positive role on Chinese mining's GTFP, while the encouraging industrial policies play negatively.

Key words: global value chain, mining, green total factor productivity, industrial policies

中图分类号:

F426.1

张帅, 刘春学, 马显光, . 全球价值链动态演进对我国采矿业绿色全要素生产率的影响作用研究——基于产业政策的调节效应[J]. 资源与产业, 2023, 25(4): 26-40.

ZHANG Shuai, LIU Chunxue, MA Xianguang, . IMPACTS OF GLOBAL VALUE CHAIN'S DYNAMIC EVOLUTION ON CHINESE MINING'S GREEN TOTAL FACTOR PRODUCTIVITY BASED ON MODERATION OF INDUSTRIAL POLICIES[J]. Resources & Industries, 2023, 25(4): 26-40.

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