陕西省矿产资源证券化动机和模式分析

doi:10.13776/j.cnki.resourcesindustries.20160613.008

摘要/Abstract

摘要：

文章剖析了陕西省实施矿产资源证券化的动机，并研究了矿产资源证券化的模式，以期拓宽融资渠道，促进陕西省矿业经济良性发展。矿产资源证券化可使陕西矿产资源优势转化为资本优势，形成多方共赢局面，实现生态、经济和社会效益统一，促成全省矿业经济发展中的金融创新，助推陕西发挥“一带一路”战略的重要节点作用。实施矿产资源证券化的模式可分为3种，即矿业企业上市发行股票、矿业权抵押贷款证券化和矿业权资产证券化。针对目前通过上市发行股票仍未能解决陕西省矿业企业资金短缺的问题，借鉴住房抵押贷款证券化成熟模式，给出了矿业权抵押贷款证券化的定义和运作流程，并根据资产证券化的基本内涵，提出了矿业权资产证券化的定义和运作流程。

关键词: 矿产资源, 证券化, 动机, 模式, 陕西省

Abstract:

This paper analyzes the motivation and pattern of securitization of mineral resources in Shaanxi province, aiming at widening financing channels and promoting a healthy development of Shaanxis mining economy. Securitization of mineral resources can convert Shaanxis mineral resource advantages to capital advantages, and reach a multiple win stage with a united ecological, economic and social benefit. It is a financial innovation in mining economy and can help Shaanxi carry out the vital role during “the Belt and Road” strategy. The pattern of securitization of mineral resources can ben classified as three, listed mining company to issue shares, mining rights mortgage securitization and mining right asset securitization. Aiming at those who do not resolve their shortage of capital through issuing shares among Shaanxis mining companies, this paper, by referring to the mature securitization mode of housing mortgage loan, presents the definition and operational flowchart of mining rights mortgage loan securitization, and that of mining right asset securitization on the basis of connotation of asset securitization.

Key words: mineral resources, securitization, motivation, pattern, Shaanxi province

中图分类号:

F205
F407.1

赵勇. 陕西省矿产资源证券化动机和模式分析[J]. 资源与产业, 2016, 18(3): 101-106.

Zhao Yong. MOTIVATION AND PATTERN OF SECURITIZATION OF MINERAL RESOURCES IN SHAANXI PROVINCE[J]. Resources & Industries, 2016, 18(3): 101-106.

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