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    Resources & Industries 2020 Vol.22
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    COMPREHENSIVE EVALUATION OF WATER RESOURCE CARRYING CAPACITY OF YANGTZE RIVER ECONOMIC ZONE
    WANG Baoqian, YANG Hui, ZHU Yun
    Resources & Industries    2020, 22 (1): 1-11.   DOI: 10.13776/j.cnki.resourcesindustries.20191018.002
    Abstract141)      PDF(pc) (10965KB)(118)       Save

    This paper, based on provincial panel data from 2007 to 2016, uses TOPSIS to study the dynamic changes and regional variance of water resource carrying capacity of provinces along Yangtze River economic zone with results showing a slowly declining trend, mostly contributed by water resource sub-system and social sub-system. Water resource carrying capacity decreases toward the down-stream with Chengyu economic zone seating on the top from regional difference. Viewing from provinces, Jiangxi, Guizhou, Shanghai, Hu'nan, Yunnan, Jiangsu, Sichuan, Zhejiang, Chongqing, Hubei and Anhui are in a decreasing order. From spatial distribution, Guizhou, Jiangxi, Hu'nan and Shanghai bear the higher capacity. It is also of a falling coupling coordination. It is found that water production, urban daily water use, GDP growth rate and waste water handling investment proportion cast a large influence on water resource carrying capacity. Generally, water carrying capacity of Yangtze River economic zone is at a medium level probably due to large population, inappropriate industrial structure and low water recycling rate. Suggestions are presented accordingly.

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    EVALUATION ON MARINE RESOURCES EXPLORATION AND OIL-GAS INVESTMENT ENVIRONMENT IN COUNTRIES ALONG “THE 21ST CENTURY MARITIME SILK ROAD”
    SUN Qingru, HUANG Shupei, WANG Ze
    Resources & Industries    2020, 22 (1): 12-23.   DOI: 10.13776/j.cnki.resourcesindustries.20191122.002
    Abstract125)      PDF(pc) (12687KB)(279)       Save
    It makes sense to understand the exploration and development of marine resources and oil-gas investment environment in countries along “the 21stcentury maritime silk road” for choosing potential cooperation countries in marine geological survey and investment with the purpose of decreasing exploration and investment risks. This paper uses the revised G1 method by standard deviation to set up an evaluation index system composed of 10 tier-1 indexes and 58 tier-2 indexes, which is used to analyze the 15 southeastern and southern Asian countries. Results show that those on top are India, Indonesia and Malaysia in general scores, India in marine resources and exploration, Singapore in political and social environment, Indonesia in oil-gas evaluation, and Burma showing an outstanding aspect in openness and cooperation. In light of the latest international diplomatic situation and cooperation, Burma, Pakistan, Cambodia, Malaysia and Singapore are key nations in marine resources exploration and oil-gas investment, and Indonesia, Brunei, Thailand, East Timor, Bangladesh have good basis or prospects for cooperation.
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    THRESHOLD EFFECT OF TWO-WAY FDI ON CHINA'S CARBON EMISSION VIEWING FROM ENVIRONMENTAL REGULATIONS
    YIN Qingmin, FAN Mengyi
    Resources & Industries    2020, 22 (1): 24-31.   DOI: 10.13776/j.cnki.resourcesindustries.20191122.001
    Abstract172)      PDF(pc) (7020KB)(105)       Save
    This paper, taking environmental regulation intensity as threshold variable, uses threshold model to study the impact of two-way FDI on China's carbon emission in order to check if there is carbon pollution paradise effect from IFDI(inward foreign direct investment) and OFDI(outward foreign direct investment) under different environmental regulation intensities. The result is no. IFDI plays a key role in carbon emission in China varying with environmental regulation intensities; carbon emission will reduce as environmental regulation intensities tighten. OFDI's impact on carbon emission shows an upside-down U shape that carbon emission will soar if OFDI expands when environmental regulation intensities descend, and that carbon emission will be restrained when environmental regulation intensities tighten. Among carbon emission reduction effects from technical overflow, IFDI exceeds OFDI in that China is at the initial stage of OFDI, but at middle to late stage of actual use of IFDI.
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    EVOLUTION AND DRIVING FORCES OF URBAN ECOLOGICAL EFFICIENCY IN YANGTZE RIVER ECONOMIC ZONE
    MA Jun, CAO Fang, ZHOU Panchao
    Resources & Industries    2020, 22 (1): 32-40.   DOI: 10.13776/j.cnki.resourcesindustries.20191122.003
    Abstract132)      PDF(pc) (8303KB)(207)       Save
    Urban ecological civilization depends upon ecological efficiency. This paper, based on the panel data from 2005 to 2016 of 107 cities in Yangtze River economic zone, uses SBM to measure their ecological efficiencies and to discuss their temporal-spatial evolution rules of ecological efficiency by means of exploring spatial analysis and spatial Markov Chain, and studies the impacts of their driving forces. The study shows a general stable ecological efficiency as an upward staged distribution among up-, middle- and down-stream with partial areas showing polarization. There is a spatially connected effect in ecological efficiency development among cities. Cities of high ecological efficiencies promote their neighboring cities by positively overflowing, and cities of low ecological efficiencies pull down their neighboring cities. Population scale and industrial upgrade play a different role in different streams, promoting ecological efficiency of the down-stream but suppressing that of the middle- and up-stream. U-shaped connection between industrial upgrade and ecological efficiency implies that ecological efficiency may not be improved during industrial upgrade in a short term. Economic growth boosts a higher ecological efficiency.
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    RESEARCH ADVANCES AND OUTLOOK OF STRATEGIC COBALT RESOURCE BASED ON REFERENCES STUDY
    ZHAO Yiran, GAO Xiangyun
    Resources & Industries    2020, 22 (1): 41-51.   DOI: 10.13776/j.cnki.resourcesindustries.20191018.006
    Abstract165)      PDF(pc) (10847KB)(303)       Save
    This paper uses quantitative references with English references in Web of Science and Chinese references in CNKI from 1988 to 2018 to study the cobalt resource research advance with results showing research on cobalt is still on-going globally from published quantities. China ranks the top in recent years. From organizations or cooperative organizations, Chinese Academy of Sciences is at the top but its influence needs to be improved. Domestic universities have a loose cooperation with no cooperative network formed. The most popular research domains, viewing from highly-frequent key words, lie in chemistry, physics or materials, marked by the topics on lithium ion battery performance, cobalt alloy and cobalt catalyzer.
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    SOCIAL STABILITY RISK ASSESSMENT OF VITAL HYDROLOGICAL PROJECTS BASED ON ENTROPY EXTENSIBLE MATERIAL ELEMENT MODEL ON AN EXAMPLE OF W RIVER CHANNEL CONSOLIDATION PROJECT
    SHEN Jüqin, ZHANG Ling, SUN Fuhua
    Resources & Industries    2020, 22 (1): 52-60.   DOI: 10.13776/j.cnki.resourcesindustries.20191018.001
    Abstract120)      PDF(pc) (8048KB)(293)       Save
    Social stability is a vital basis for China's economy, requiring social stability risk assessment of vital hydrological projects, which is part of major decision. This paper, based on 20 social stability risk factors of vital hydrological projects, establishes a risk evaluation index system, which is weighted by entropy. Extensible material element theory combined with social stability risk assessment is used to construct index classic domain and joint domain. A comprehensive correlation is calculated to form the method in assessing social stability risks of vital hydrological projects based on the case of W channel consolidation. This project has a highest low risk hierarchy correlation, which means it is acceptable in social stability risk if prevention is in place. This method has been proven by the actual facts for its execution and adaptability, offering a new idea for social stability risk assessment of vital hydrological projects and effectively alerting the risks. 
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    CARBON EMISSION EFFECT OF LAND USE IN ZHEJIANG PROVINCE
    SHEN Wei, WENG Lingyan, LIU Binglin, et al
    Resources & Industries    2020, 22 (1): 61-68.   DOI: 10.13776/j.cnki.resourcesindustries.20191018.005
    Abstract118)      PDF(pc) (8473KB)(100)       Save
    To optimize land use structure in Zhejiang province, this paper uses carbon footprint model to estimate the carbon footprint level from 2007 to 2016 and applies decoupling and standard ellipse variance to study the carbon emission effect of land use in Zhejiang province. The results show a growth rate of 4.06% in net carbon emission in Zhejiang province from 2007 to 2016, most from construction land use. Gap between carbon source and carbon sink is enlarging, making low carbon development difficult. Ningbo city ranks the top in net carbon emission, and Lishui city, which is the only city of carbon sink more than carbon source, is at the bottom. The gap of carbon emission in northeast and southwest Zhejiang province is increasing. The GDP per capita in Zhejiang province is of weak decoupling with carbon footprint per capita, with economic development faster than carbon emission rising rate. Lishui is the best and Zhoushan is poor in decoupling. The spatial distribution of net carbon emission and construction land carbon emission is concentrated in northeast Zhejiang province. The farmland carbon emission is sparsely distributed with the center in the southwest.
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    POLICY ORIENTATION OF INDUSTRIAL GREEN TRANSFORMATION IN NORTHWEST CHINA BASED ON REFERENCES ANALYSIS
    WANG Peiran, YANG Yongchun
    Resources & Industries    2020, 22 (1): 69-79.   DOI: 10.13776/j.cnki.resourcesindustries.20191122.004
    Abstract67)      PDF(pc) (11515KB)(44)       Save
    This paper, based on polices issued by local government from 2008 to 2017 in Northwest China, uses TF-IDF method to study the policy orientation of industrial green transformation in five northwestern provinces in recent ten years aiming at offering experiences for China's northwestern or other areas in green transformation, and enriching the research content of urban green transformation. The number of issued related policies by local governments is increasing in Northwest China, Shaanxi and Gansu sitting on the top, while Ningxia and Qinghai having less. The key words with bigger weight in the policies include “construction” “enterprise” “quality” and “pollution” in five northwestern provinces, also include “dust” “coal” “kiln” and “vehicle” in some provinces. Cities issuing industrial green transformation policies are also rising in number. The governments pay more attention on efficiency and production safety, but less on environmental protection and innovation policy orientation.
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    COUNTY-LEVEL URBANIZATION QUALITY EVOLUTION IN SHANDONG PROVINCE BASED ON TEMPORAL-SPATIAL DIMENSION
    MA Wenya
    Resources & Industries    2020, 22 (1): 80-86.   DOI: 10.13776/j.cnki.resourcesindustries.20191018.004
    Abstract90)      PDF(pc) (8608KB)(63)       Save
    This paper studies the current situation of urbanization quality in Shandong province, summarizes the temporal-spatial evolution of urbanization quality, analyzes the issues during Shandong's urbanization process, and presents references in improving urbanization quality and diminishing regional variance. A three-layered of “1-6-25” evaluation index system has been built on the basis of six dimensions, population, economy, society, eco-environment, urbanization efficiency and urban-rural planning. This paper uses global principal component analysis method and ArcGIS to study, temporally and spatially, the county-level urbanization quality evolution in Shandong's 89 counties from 2008 to 2018. Results show an uneven spatial distribution in urbanization quality evolution, high in east, especially in the Jiaodong peninsula and along the Jiaoji railway, and low in west, with an outstanding spatial clustering in grouping and synchronism. During the past decade, Shandong has reached a remarkable achievement in urbanization quality with a fading E-W polarization and an increasing spatial clustering. This paper presents path to urbanization quality in optimizing urban functions pattern, improving industrial structures and boosting eco-environmental construction.
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    EVOLUTION OF COUPLING COORDINATION AMONG SHANDONG'S ECONOMY, POPULATION AND ENVIRONMENT
    LI Wenqi, LIU Hongru, LU Yiya, et al
    Resources & Industries    2020, 22 (1): 87-95.   DOI: 10.13776/j.cnki.resourcesindustries.20191018.003
    Abstract116)      PDF(pc) (8756KB)(275)       Save
    This paper, based on panel data of 16 cities of 2007, 2012 and 2017 in Shandong province, establishes a coordination model of population-economy-environment based on entropy and physical coupling model, which is used to study the temporal-spatial evolution of population-economy-environment system coupling coordination and to estimate their spatial Moran's indexes, and presents suggestions for Shandong's future development. Among 16 cities in Shandong province, their coupling coordination is improving thanks to a rising comprehensive development. The western inland is far behind the eastern and central in economy and population. A low spatial autocorrelation exists in their economy-population-environment development, but weakly positive between comprehensive development and coordination. Regional coordinated potential needs to be further developed.
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    INTELLIGENCE MAPPING OF TRANSFORMATION RESEARCH OF CHINA'S RESOURCE-BASED CITIES BASED ON CITESPACE
    TIAN Hongtao, LI Yejin, ZHAO Xiuyun, et al
    Resources & Industries    2020, 22 (2): 1-11.   DOI: 10.13776/j.cnki.resourcesindustries.20200413.001
    Abstract127)      PDF(pc) (11198KB)(53)       Save
    As China's economy develops at a normal pace, resources-based cities confront a big challenge in falling economy, constraining their transformation, which becomes a key topic to research for nation's development needs. This paper, based on CNKI, CSSCI, CSCD papers 2009 to 2018 regarding resources-based cities transformation, applies intelligence mapping, combined with traditional references research to analyze the reference counts change, magazine distribution and core authors, and uses CiteSpace software to study the common intelligence network and developing trend intelligence mapping. Transformation research of resources-based cities develops fast, mainly on cases, with two major groups of core authors. In recent decade, research domains are focusing on vulnerability and path creation, land use and spatial structural reconstruction, green transformation and sustainable development, industrial upgrade and industrial structural evolution, low carbon economy and eco-environmental management, and transformation efficiency and performance evaluation. The future research shall be on transformation mechanism, global comparison and innovative research.
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    FARMLAND CHANGES AND URBAN DEVELOPMENT MODERATION IN XI'NING CITY
    LI Yun, LIU Yinbang
    Resources & Industries    2020, 22 (2): 12-17.   DOI: 10.13776/j.cnki.resourcesindustries.20200327.001
    Abstract91)      PDF(pc) (5833KB)(338)       Save
    Overall changes in farmland to some extent mark the developing rules of regional social economy, human activities and urban changes, of significance to research urban developing process. This paper, in terms of Xi'ning's land use survey data 2009 to 2016, uses spatial vector data of dry land and watering land by processed by Arcgis to analyze its farmland dynamics, changes and core shift, and discusses the actual land overall changes and spatial distribution of three counties and four districts in Xi'ning in recent years, revealing an inner relation between urban development and farmland changes. SAS, SPSS and EXCEL are used to forecast the future farmland overall changes in Xi'ning city and to study its impact on future urban development moderation, offering a theoretical basis for Xi'ning to balance the relation between farmland protection and urban development amid the future natural resource planning.
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    INDUSTRIAL CARBON EMISSION FACTORS IN SHAANXI PROVINCE BASED ON GDIM
    QIAN Min, GAO Lu
    Resources & Industries    2020, 22 (2): 18-24.   DOI: 10.13776/j.cnki.resourcesindustries.20200323.001
    Abstract160)      PDF(pc) (6652KB)(276)       Save
    To control industrial carbon emission on purpose, this paper calculates the Shaanxi's industrial carbon emission in 2008-2017 along with its characters, and applies GDIM to study the industrial carbon emission factors, such as industrial economic level, energy consumption and population, which have been decomposed to measure their contribution ratio. Results suggest that Shaanxi's industrial carbon emission is positively related to consumed energy intensity, industrial carbon emission per capita, unit GDP carbon emission, industrial GDP, energy consumption and energy consumption growth, rising carbon emission is closely connected to GDP growth and increment of energy consumption. Change of industrial GDP per capita induces a constraint effect on carbon emission change. This paper presents suggestions for Shaanxi's low-carbon development.
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    SPATIAL-TEMPORAL DIFFERENTIATION OF ECONOMIC EFFICIENCY OF CHINA'S MARINE FISHING
    SUN Kang, WANG Yannan, SU Zixiao
    Resources & Industries    2020, 22 (2): 25-33.   DOI: 10.13776/j.cnki.resourcesindustries.20200323.002
    Abstract105)      PDF(pc) (8310KB)(112)       Save
    This paper, based on the declining marine resource in China, uses total marine fishing yield as one index marking marine fishing resource and temporal-spatial three-phased DEA model to analyze the economic efficiency of 11 Chinese coastal provinces’ marine fishing during 2004 to 2015. Among the three-phased DEA model application, the second phase Stochastic Frontier Approach (SFA) with removing influence of environmental and random errors show increment in economic efficiency in partially areas shows the advantages of DEA model in resource efficiency evaluation. From environmental and random factors, fishing economic efficiency is at largely increasing state in most provinces, less leaving unchanged or decreasing, especially in Zhejiang, Fujian, Guangdong and Guangxi largely increased at the third phase. Spatially, areas with high, middle and low fishing economic efficiency area scattering with outstanding efficiency level. The middle efficiency area will show a spatial concentrating trend during “the 12th-Five-Year-Plan”, index at same efficiency level is diminishing gap. Compared with “11th-Five-Year-Plan”,fishing economic efficiency is differentiating and turning over provincially during “the12th-Five-Year-Plan”. Since the beginning of “13th-Five-Year-Plan”, marine fishing economy develops fast, close to or reaching up to the limit of resource environmental carrying capacity, challenging in controlling fishing yield and boats. It is of significance of increasing marine fishing economic efficiency to sustaining marine fishing resources.
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    IMPACTS OF SPATIAL DIFFERENTIATION ON WATER RESOURCE TAXATION QUOTA
    TIAN Guiliang, XU Siyu
    Resources & Industries    2020, 22 (2): 34-42.   DOI: 10.13776/j.cnki.resourcesindustries.20200323.004
    Abstract101)      PDF(pc) (8084KB)(195)       Save
    “Fee to tax” on water resource is a vital administrative means and policy in saving water priority and two hands exertion. Precise differentiated taxation quota can perform the leverage of price. This paper, viewing from the actual water resource quota in piloting areas, uses water resource values theory, economy land royalty theory and PSR model to analyze the impacts of spatial differentiation on water resource taxation quota. This paper, referring to comprehensive evaluation model of water resource, selects key indexes to establish three multiple regress models based for agriculture and special industry based on underground and surface types, and compares the factors difference on different water sources. The research indicates that water resource taxation quota is a joint aftermath of multiple elements under spatial differentiation, underground water resource taxation quota of agriculture use is largely influenced by over water use, while quota on special industry by markets's Differentiated taxation quota shall apply in areas, water sources and industries
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    A CASE STUDY ON HIGH-TECH INDUSTRY OF 11 PROVINCES ALONG YANGTZE RIVERECONOMIC ZONE: INFLUENCE OF GOVERNMENTAL ALLOWANCE AND FINANCING CONCENTRATION ON TECHNICAL INNOVATION EFFICIENCY
    XU Min, CHEN Yuan
    Resources & Industries    2020, 22 (2): 43-50.   DOI: 10.13776/j.cnki.resourcesindustries.20200323.003
    Abstract91)      PDF(pc) (6826KB)(249)       Save
    This paper, based on high-tech industrial panel data of 11 provinces along Yangtze River Economic Zone during 2007 to 2016, establishes indexes marking technical innovation efficiency from perspective of input/output, and uses ultra-efficiency DEA model and panel threshold model to study the influence of governmental allowance and financing concentration on technical innovation efficiency. Research indicates the average technical innovation efficiency of high-tech industry is 1.193, with outstanding variance among the up-, middle- and down-stream, high in both up- and down-stream and low in middle-stream. There is an obvious three threshold effect between governmental allowance and technical innovation efficiency. Influence intensity and direction of governmental allowance on innovation efficiency vary with financing threshold ranges.
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    OVERVIEW OF OIL MARKET PRICE TRANSMISSION
    GUO Sui, LI Huajiao
    Resources & Industries    2020, 22 (2): 51-59.   DOI: 10.13776/j.cnki.resourcesindustries.20200409.001
    Abstract93)      PDF(pc) (7468KB)(332)       Save
    Oil market products that play a vital role in energy and economy are connected within oil industrial chain with their prices influencing and transmitting each other. This paper overviews their price transmitting relation inside oil market products and between oil market products and other financial markets. In oil market price transmission papers are classified in terms of price transmission method, direction and mechanism. Oil market has a frequent price transmission with other markets due to its importance and universality. This paper classifies the relation between oil market stocks and futures, between oil market and macroscopic economic market, stock market, and bulk commodity market. The existing research is only focused on some certain oil products and hardly deals with complicated non-linear issues with absence of transmitting mechanism. This paper presents paths to oil products price transmission from adopting industrial chain and other methods.
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    RESEARCH OVERVIEW OF COPPER INDUSTRIAL CHAIN
    LU Yu, LI Huajiao
    Resources & Industries    2020, 22 (2): 60-68.   DOI: 10.13776/j.cnki.resourcesindustries.20200331.001
    Abstract158)      PDF(pc) (9074KB)(242)       Save
    The global competitiveness of modern companies lie not only in technology and capital, but also in global operating capacity of industrial chain, supply chain and value chain, which requires further studies on industrial chain. This paper, based on references regarding copper industrial chain globally, discusses four aspects of cooper chain in defining the concept of industrial chain, research target, research points and research methods. The concept has yet to be defined at an agreed manner. Research targets seldom cover the entire copper industrial chain. Research points does not treat industrial chain as a complicated system. Static and sole research methods prevail. This paper presents the future research direction of industrial chain on intact, dynamic, accurate models and methods.
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    FINANCIAL DEVELOPMENT, TECHNICAL ADVANCE AND WHOLE ELEMENT ENERGY EFFICIENCY BASED ON EMPIRICAL MEDIA EFFECT
    SONG Min, MA Yanxia, WANG Qi
    Resources & Industries    2020, 22 (2): 69-78.   DOI: 10.13776/j.cnki.resourcesindustries.20200327.002
    Abstract84)      PDF(pc) (8690KB)(191)       Save
    This paper, according to China's 30 provinces' panel data 2000 to 2016, uses non-expected DEA model to estimate China's whole element energy efficiency, and employs panel data model and media effect model to verify the media effect of technical advances during which financial growth pushes whole element energy efficiency. China's financial development level and energy efficiency generally show a rising trend, varying with regions, much higher in eastern China than in the central and western. Vertically financial growth shows the same changing trend as energy efficiency. Horizontally, the eastern China of highest financial growth level is also of highest whole element energy efficiency. Technical advance imposes a distinguished media effect during financial growth acting on the whole element energy efficiency.
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    ASYMMETRIC INFORMATION BARGING MODEL BASED ON FAIRNESS-PREFERREDTRADE PRICING OF WATER DISCHARGING RIGHTS
    SUN Fuhua, DU Xingyu, SHEN Juqin
    Resources & Industries    2020, 22 (2): 79-88.   DOI: 10.13776/j.cnki.resourcesindustries.20200317.001
    Abstract92)      PDF(pc) (9770KB)(175)       Save

    To protect the fairness of trade pricing of water discharging rights and to promote effective execution of water discharging right trade, this paper establishes an asymmetric information barging model based on fairness-preferred trade pricing of water discharging rights, which adopts reverse induction to solve three-staged barging gambling balance. Matlab R2014a is used to analyze the impacts of parameters on premier pricing and gambling effect. The higher acceptable lowest compensation price by seller is or highest compensation price by buyer is, the higher premier price is. If the highest compensation price by seller equals to the lowest acceptable compensation price by buyer in increment, the increased asking premier price by the former is larger than the latter. Fairness preference and discounting factor have little direction impacts on premier pricing at different gambling stages. The lower the lowest compensation price accepted by seller is or the higher the highest compensation price paid by buyer is, meaning a larger barging range, the higher the gambling effect will be made by both sides. The larger the barging discounting factor by both is, the larger gambling effect will be acquired by both. As discounting factor rises, if fairness preference maintained at a certain level, the buyer's whole gambling effect level is lower that the seller even if buyer asks price first and both maintain an equal earning increment.

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    IMPACT MECHANISM OF HETEROGENEOUSLY ENVIRONMENTAL REGULATIONS ON GREEN TOTAL FACTOR PRODUCTIVITY BASED ON ADJUSTING OF ENERGY CONSUMPTION STRUCTURE
    GAO Yi, YANG Gaosheng, XIE Qiuhao
    Resources & Industries    2020, 22 (3): 1-10.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.001
    Abstract115)      PDF(pc) (8198KB)(60)       Save

    To explore the impact mechanism of heterogeneously environmental regulations on green total factor productivity, this paper uses SBM to estimate the green total factor productivities (GTFP) of “economy-resource-environment-society” in each province, and divides environmental regulation tools into four categories, command-controlling, economy-stimulating, harness-inputting and public-participating, and establishes a spatial Durbin model and threshold effect model to include that heterogeneously environmental regulations impose direct, indirect and spatial overflow effects on green total factor productivity if adjusted by energy consumption structure. Economy-stimulating and public-participating environmental regulations impact GTFP locally and neighboring areas through adjusting energy consumption structure. Command-controlling, economy-stimulating and public-participating environmental regulations impact GFTP through a threshold effect. Under adjustment of energy consumption structure, indirect effect of command-controlling and economy-stimulating environmental regulations on GTFP also through a threshold effect. This paper suggests that governments shall consider the interaction of other energy consumption structures in making environmental regulations, and adopt appropriate regulations and intensity to apply in areas with different energy consumption levels.

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    IMPACTS OF ENVIRONMENTAL POLLUTION MANAGEMENT INVESTMENT ON ECOLOGICAL EFFICIENCY IN YANGTZE RIVER ECONOMIC ZONE
    HUANG Dechun, YANG Zhecheng
    Resources & Industries    2020, 22 (3): 11-19.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.004
    Abstract83)      PDF(pc) (7386KB)(164)       Save
    Environmental pollution management investment is capital source of eco-environmental protection, its investment sizes and forms play a large role in ecological efficiency. This paper establishes a SBM model based on ecological efficiency indicators and non-expected ultra-efficiency, estimates their ecological efficiency level in 9 provinces and 2 cities along the Yangtze River economic zone, and uses Tobit model to quantitatively study the impacts of the total investment and all forms of environmental pollution management on ecological efficiency. It concludes that this impact is positively at a normal level. Environmental protection investment completed and accepted within the current year plays outstandingly the largest influence on ecological efficiency.
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    ECOLOGICAL COMPENSATION OF KEY ECO-FUNCTIONAL AREAS IN YANGTZE RIVER BASIN BASED ON EVOLUTIONARY GAMING STRATEGY
    MA Jun, XIA Zhengyi
    Resources & Industries    2020, 22 (3): 20-30.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.005
    Abstract100)      PDF(pc) (8817KB)(134)       Save
    The ecological construction of key eco-functional areas in Yangtze river basin impacts ecological guarantee of the whole basin, administration sets up constraint policies within the areas, leaving a higher standard in getting rid of poverty for local residents under the poverty line, which may be met by ecological compensation. This paper uses evolutionary gaming model to discuss the ecological compensation cooperation for upper- and down-stream eco-functional areas of Yangtze river basin via a strategy of protection or non-protection in up-stream and compensation or non-compensation in down-stream, and discusses the mixed stable strategy based on the above four scenarios, and presents a premium stable strategy which has been detailed in all factors of their evolutionary direction. The cooperation of precise compensation is jointly influenced by seven parameters, total cost and benefits of ecological protection, development benefits, compensation quota, punishment strength in up-stream, and compensation quota and punishment strength in down-stream, of which the total cost of ecological protection and compensation quota in up-stream and compensation quota in down-stream are key factors. This paper presents suggestion in increasing ecological compensation cooperation possibility on reducing total cost of ecological protection in up-stream and compensation quota in down-stream, raising compensation quota in up-stream and controlling punishment quota.
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    PROVISION-VIRTUALIZED WATER TRADING NETWORK ALONG “THE BELT AND ROAD”
    ZHU Zhiming, LI Xiuqin, HUANG Yongchun
    Resources & Industries    2020, 22 (3): 31-42.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.002
    Abstract92)      PDF(pc) (9610KB)(455)       Save
    Nations along “the Belt and Road” are important provision production areas. Effective use of virtualized water trading strategy helps mitigate the provision dilemma and realize the efficient allocation of water resource. This paper, based on production and climate data 2010 to 2016, estimates their unit virtualized water content of seven provisions in 65 nations along “the Belt and Road”, and sets up a virtualized water trading network model based on provision and trading data, which show a feature of small world of anti-globalization. Russia and Ukraine are net provision-virtualized water exporters, while Egypt and Iran are net importers. China remains the balance with expanding provision-virtualized water trading size, playing a role of bridge in the network. This paper presents a virtualized basis for improving their agricultural production and trading structure and utilizing water resource in the nations along “the Belt and Road”.
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    PATH TO TRANS-REGION WATER RESOURCE CONFLICTS BY WATER RIGHT TRADING VIEWING FROM INCOMPLETE CONTRACT
    TIAN Guiliang, LI Xiaoyu, LIU Jining
    Resources & Industries    2020, 22 (3): 43-50.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.009
    Abstract96)      PDF(pc) (6531KB)(205)       Save
    The reasons of trans-region water resource conflicts lie in unclear water resource ownership, irrational contract participants and lacks of the third supervisor viewing for incomplete contract. This paper, under the theoretical basis of graph model, analyzes their status transfer and stability of each major strategy of trans-region water resource conflicts, and attempts to present workable path to Ili River water resource conflict. Water right trading mode is a better way of prominent stability in dealing with trans-region water resource conflicts, compared with the traditional trans-region water resource interest negotiation mode. This paper provides a path to trans-region water resource conflicts and to its management system reform.
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    ENERGY USE ORDER IN CHINA
    CHEN Kai, LUO Siqi, JIAO Yang
    Resources & Industries    2020, 22 (3): 51-57.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.003
    Abstract97)      PDF(pc) (5741KB)(277)       Save
    This paper, based on the hierarchy coordination between energy demand side and supply side and their temporal-spatial-allocated energy function composition, studies the order of China's energy use. Then establish the measurement method of energy order by means of energy order measurement. China-s energy use vertical, horizontal and total orders in 2003 to 2017 measured through urban-rural resident income distance and total factor productivity. China's energy use vertical order during 2003 to 2017 displays a descending trend at a fluctuated rate, its horizontal order shows flat with a large interval between its two extreme ends, the most coordinated and the worst. China's energy use total order is at a well fluctuated rate, above 50% in score, reaching to an ideal status generally.
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    OIL PRICE FORECAST BASED ON SENTIMENT ANALYSIS WAVELET NEURAL NETWORK MODEL (SA-WNN)
    LIU Zi qi, ZHANG Yunning, OUYANG Hongxiang
    Resources & Industries    2020, 22 (3): 58-64.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.011
    Abstract89)      PDF(pc) (5745KB)(257)       Save
    Crude oil price is influenced not only by the traditional demand-supply factor, but also readily by non-conventional factors such as wars, financial crisis, natural disasters and political events. This paper, aiming at forecasting the crude oil price and improving oil price forecasting theory, uses sentiment analysis (SA) to process the non-conventional text data and to estimate the market trend, which is input into wavelet neural network (WNN) to establish a SA-WNN forecasting model. Compared with the traditional BP neural network model and ICA-WNN model, SA-WNN model can forecast the general trend of oil price precisely, making it an excellent forecasting model.
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    TEMPORAL-SPATIAL VARIANCE OF INNOVATIVE DEVELOPMENT OF CHINA'S MARINE ECONOMY
    DI Qianbin, XU Lixiang
    Resources & Industries    2020, 22 (3): 65-73.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.007
    Abstract74)      PDF(pc) (8028KB)(119)       Save
    This paper, according to China's fast marine economy growth and innovation and combined with marine economy innovation theories in the world, establishes an evaluation index system of marine economy innovation development from innovation environment, input, output and performance, and scores the 11 provinces/cities in their marine economy innovation development during 2010 to 2016 through centralizing the logarithmic primary data, covariance-improved eigenvalues extraction, and entropy-weighting principal component. System clustering is used to classify its hierarchy and to calculate the whole Moran's I index. Spatial correlation of Moran scatter points suggests China's marine economy innovation development is geographically of large difference between the north and the south, and balanced in the central, with each province/city slowly rising and a shrinking regional variance.
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    INDUSTRIAL PATH TO DE-POVERTY IN HEBEI'S WEI COUNTY VIEWING FROM “RESOURCE CURSE”
    MENG Na, ZHANG Yanrong
    Resources & Industries    2020, 22 (3): 74-80.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.008
    Abstract68)      PDF(pc) (5930KB)(243)       Save
    Local economy is relatively boosted by its abundant natural resources, but may be impeded and getting into poverty if over-dependence. This paper, based on the developing environment of the poor areas, analyzes the causes of Wei county's successful economic transformation viewing from “resource curse”. There is a long and stable inner connection among resource dependence, technical advances and economic growth in Wei county. A causality exists between Wei county's innovative company counts & FDI level and technical advances. This paper presents suggestions for Wei county to increase industrial technical levels and to get rid of poverty in using supportive policies and location advantage, which can be a long stable path to economic growth in Wei county.
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    NETWORK DISSEMINATION AND SOCIAL RISK MANAGEMENT OF ENVIRONMENTAL DAMAGE RUMORS OF MAJOR WATER PROJECTS
    HUANG Dechun, ZHAO Ying, ZHANG Changzheng
    Resources & Industries    2020, 22 (3): 81-90.   DOI: 10.13776/j.cnki.resourcesindustries.20200529.010
    Abstract70)      PDF(pc) (8176KB)(143)       Save

    As internet grows fast, network is becoming a vent of environmental interests conflict of major water projects, the public irrational awareness of their environmental impacts is readily to form network rumor so as to enlarge its social risk. This paper uses environmental damage rumor to explore its transmitting mechanism of major water projects in interaction of government-media-public, and quantitatively studies the impacts of rumor during network transmission on risk management via its hyperspatiotemporal, multiple subjectivity and universality, and discusses paths to governmental governance and prevention of social risks. Matlab simulation suggests that measures such as refuting rumor speed, intensity and information openness vary with rumor transmitting group, stages, information causes and importance. This paper presents suggestions accordingly. 

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    REVIEW AND OUTLOOK OF KEY MINERALS SECURITY DURING ENERGY TRANSFORMATION
    XU Deyi, ZHU Yongguang
    Resources & Industries    2020, 22 (4): 1-11.   DOI: 10.13776/j.cnki.resourcesindustries.20200226.001
    Abstract222)      PDF(pc) (9550KB)(224)       Save
    Sustainable supply of key minerals is a substantial basis for new energy industries. This paper reviews the commodities, demands and supplies of key minerals during energy transformation. Energy industry has been long depending upon metal resources, and the current key minerals refer to the necessary materials demanded by green, clean and low-carbon IT industries during energy transformation, such as REE, Indium, PGM, Cobalt, Germanium and Tungsten. Research of existing key minerals security mainly focuses on supply, less on economy and ecology, from which the major issues are discussed. China has competitive minerals industrial chain, but not robust, higher producing costs leading to loss of relative advantages. China lacks key metals pricing centers and authentication warehouses. High tailings rate of associated minerals and safety issues are existing. This paper presents points needing further studies on global cooperation, industrial chain and value chain, finding out reasons of high cost of China's competitive key minerals, researching futures and stock pricing mechanism of China's key minerals based on Shanghai Futures Exchange, and evaluating eco-environmental impacts during developing key minerals and complemental industries and environmental protection policies.
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    QUALITY DEVELOPMENT OF YANGTZE RIVER ECONOMIC ZONE FROM PERSPECTIVE OF SCIENTIFIC FINANCE
    华 坚, 庞 丽
    Resources & Industries    2020, 22 (4): 12-22.   DOI: 10.13776/j.cnki.resourcesindustries.20200303.001
    Abstract138)      PDF(pc) (9377KB)(323)       Save
    China's economy has shifted from rapid growth to quality growth. It is a national strategy to push quality growth of Yangtze River economic zone, which is powered by scientific finance. This paper establishes a comprehensive evaluation index system of scientific finance and quality economic development, which is measured by means of entropy weighting and chronological overall factors. Taking quality economic development as dependent variable and scientific finance development index as covariant, this paper uses sole factor covariance to analyze the quality economic development of 9 provinces and 2 cities along Yangtze river economic zone during 2007 to 2017, and reveals that its scientific finance development is higher in down-stream than middle- to up-stream. Quality economic development varies largely among the economic zone, less if not considering the impacts of scientific finance, which is a critical factor in influencing quality economic development in 9 provinces and 2 cities along Yangtze river economic zone. This paper presents suggestions on focusing on combination of scientific industry and financial institutes, balancing scientific finance resources so as to diminish the provincial quality economic development variance.
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    A CASE STUDY ON JIANGSU PROVINCE: INDUSTRIAL STRUCTURE, SPATIALOVERFLOW AND GREEN TOTAL FACTOR PRODUCTIVITY (GTFP)
    ZHUANG Yuan, WU Zheng, LIU Rong
    Resources & Industries    2020, 22 (4): 23-31.   DOI: 10.13776/j.cnki.resourcesindustries.20200422.001
    Abstract143)      PDF(pc) (7714KB)(185)       Save
    Industrial development relies on maintaining sustainable development, optimizing industrial structure and boosting industrial GTFP amid the current economic situation. This paper, according to industrial data in Jiangsu province, uses DEA model to measure their GTFP which is used to divide the industrial sector into 5 divisions, discusses the spatial overflow and its decomposition of industrial structure on GTFP from weights of adjacent space, geographic distance and economy distance. Jiangsu's GTFP is of highly spatial concentration, and of same orientation on inside and outside of region of each industrial department, with same symbols of direct and in-direct effects. Influences of controlling variables on GTFP vary. Industrial structure is of overflow effect among Jiangsu's regions, whose industrial structure still has highly energy-consuming, highly polluting, and highly emitting companies, impeding its economic transformation and upgrading to some extent, crucial to its successful kinetic transformation of industrial structure.
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    COORDINATION OF ECONOMY, ENVIRONMENT AND SOCIALPERFORMANCE OF PETROLEUM COMPANIES
    WEN Hanrui, HE Dayi
    Resources & Industries    2020, 22 (4): 32-40.   DOI: 10.13776/j.cnki.resourcesindustries.20200310.001
    Abstract173)      PDF(pc) (7585KB)(295)       Save
    Coordination of economy, environment and social performance is a key component of energy companies. This paper uses coupling theory to establish a coupling coordinated development system of economy-environment-social(EES) performance of energy companies, and their evaluation index system and comprehensive evaluation methods for the three factors respectively. Coupling model and coupling coordination model are built in terms of coordination of economy, environment and social performance of petroleum companies as a basis to weigh their coordination. In terms of the ChinaPetro's panel data from 2007 to 2018, this paper discusses its coordination as to verify the feasibility of coupling theory on the triple performance evaluation. ChinaPetros coupling coordination lies between 0.6 to 0.8, at a medium level. Its coordination development has been promising but descending recently. Its triple performances suppress each other. Improvement of environmental and social performance can boost its economic performance, which, if unstable, also can impact companies' comprehensive performances. Economic performance is the basic precondition of coordinated development of companies triple performance.
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    IMPACTS OF ENVIRONMENT REGULATIONS ON GREEN DEVELOPMENT OF CHINA'SREAL ESTATE INDUSTRY BASED ON PANEL DATA OF 31 PROVINCES
    MA Jun, LIU Yi
    Resources & Industries    2020, 22 (4): 41-48.   DOI: 10.13776/j.cnki.resourcesindustries.20200318.001
    Abstract88)      PDF(pc) (6785KB)(312)       Save
    The blooming real estate industry in China leads to vast environmental issues, which has been ignored by existing references while measuring the total factor productivity of real estate industry. It can't reflect the real development of China's real estate industry. This paper selects pollution discharge as non-ideal output and uses Malmquist-Luenberger index to measure their green total element factor productivity (GTFP) of China's real estate industry in 31 provinces and establishes panel data model to analyze the multiple factors of productivity. The GTFP of China's real estate industry shows a slowly rising trend during 2008 to 2017, higher in eastern China than the western China, and the central China keeps the same pace with the nation's average, growing effect induced by technical progress is the major drive to productivity, pursuing effect from technical efficiency has little influence. Actually, growth of productivity is positively pushed by developing level and return on investment of real estate industry, but negatively by capital intensity, nothing related to labor productivity. Environmental regulations displays an upended U with productivity, indicating innovative compensation effect induced by rational environmental regulations overcomes the cost negative effect. Hence, ‘Porter Hypothesis' applies to China's real estate industry.
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    SERVICE FUNCTION VALUES EVALUATION OF YONGTAI COUNTY ECOLOGICAL SYSTEM IN DAZHANGXI RIVER BASIN IN 2017
    LI Dan, CHEN Ruizhe
    Resources & Industries    2020, 22 (4): 49-54.   DOI: 10.13776/j.cnki.resourcesindustries.20200312.001
    Abstract107)      PDF(pc) (5370KB)(232)       Save
    This paper determines the function values of Yongtai county ecological system in Dazhangxi river basin in water supply, electrical supply, production, tourism, atmosphere conditioning, water reserve and flood prevention, pollution reduction and biological habitat, and uses market values, travel expense, alternative market values and shade engineering to evaluate its service function values. Its gross service values reach 14.987 billion RMB of Yongtai county ecological system in 2017, of which production contributes the most, up to 7.278 billion, the core function, then followed by pollution reduction, water reserve and flood prevention, atmosphere conditioning, biological habitat, tourism, electrical supply and water supply, in a descending order, showing the contribution of Dazhangxi. This paper presents suggestions on developing river basin ecological tourism, improving electrical and water supply function values based on Dazhangxi's situation and features.
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    A CASE STUDY ON YANGTZE RIVER ECONOMIC ZONE: IMPACTS OF GOVERNMENT-CUSTOMER-INDUSTRY-INSTITUTE SYNERGY INNOVATION ON GREEN DEVELOPMENT
    HUA Jian, WANG Yufang, HUANG Yuanyuan
    Resources & Industries    2020, 22 (4): 55-63.   DOI: 10.13776/j.cnki.resourcesindustries.20200226.003
    Abstract171)      PDF(pc) (8899KB)(277)       Save
    Green development is popular in protecting the Yangtze river, which is backed by synergy innovation. This paper selects panel data of 11 provinces along Yangtze river economic zone during 2009-2017, and uses compound synergy model and SBM to measure their synergy innovation ability and green development level of the 11 provinces. Results show that, as time goes by, their synergy innovative ability remains little change, but outstanding in geographic distribution, highest in the down-stream. The green development level is rising, not high generally with variance among provinces, relatively higher in Shanghai and Jiangsu in down-stream. Both strongly show a regional difference at the same pace. This paper applies panel Tobit model to study the impacts of government-customer-industry-institute synergy innovation ability on green development and concludes that this synergy innovation can improve green development, as clearly shown from middle- to down-stream, but not from up-stream.
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    LOW CARBON COMMUTING BEHAVIORS OF URBAN RESIDENTS BASED ONPLANNING BEHAVIOR THEORY AND ENVIRONMENTAL VALUES
    LIAO Hungyi, KE Biao
    Resources & Industries    2020, 22 (4): 64-70.   DOI: 10.13776/j.cnki.resourcesindustries.20200226.004
    Abstract175)      PDF(pc) (6363KB)(294)       Save
    As concept of low carbon prevails, green consumption catches attention. This paper, based on planning behavior theory and personal environmental views, surveys 176 Xiamen residents via questionnaire, and establishes a low carbon commuting behavior factor model of urban residents, which is verified through cases. Environmental values positively impact low carbon commuting attitude (β=0.482); low carbon commuting will is positively impacted by low carbon commuting attitude (β=0.166), low carbon subjective code (β=0.237), and low carbon commuting consciousness control (β=0.460), of which the latter imposes the most. Low carbon commuting behavior is positively impacted largely by low carbon commuting will (β=0.430), and by low carbon commuting consciousness control (β=0.243). This paper presents suggestions for government to improve low carbon commuting behavior of urban residents from establishing correct environmental values, cultivating active low carbon commuting attitude, intensifying low carbon commuting subjective code, boosting low carbon commuting consciousness control and increasing low carbon commuting will.
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    A CASE STUDY ON SOCIAL RISKS MANAGEMENT OF ENGINEERING PROJECTS: IMPACTS OF GOVERNMENTAL GOVERNANCE ON TRANSMISSION OF SOCIAL RISK INFORMATION
    HUANG Dechun, MIAO Yijin, ZHANG Changzheng
    Resources & Industries    2020, 22 (4): 71-79.   DOI: 10.13776/j.cnki.resourcesindustries.20200420.001
    Abstract91)      PDF(pc) (8315KB)(146)       Save
    Information transmission goes through the entire process of social risks spreading, which is largely influenced by governmental governance. This paper, in terms of the relation between information transmission and social risks, elaborates the necessity of information management, and establishes a social risk information transmission model based on classic transmission models combined with the major position of government in information management, which is used to study the impact of governmental governance on social risk information transmission rules. Simulation study which is conducted on cases of social risk management of engineering project suggests that governmental governance on information management prolongs its reaching peak and stability of risk information transmission, helpful in mitigating social risk transmission. Administration and positive response can increase the proportion of the susceptible in information transmission system, and decrease the proportion of infected and the potential reaching peak, both mitigating social risk information transmission simultaneously. Positive response is more effective to impact the parameters of information transmission system. The paper presents suggestions on policies from the entire information flowing process of information collection, processing and distribution.
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    BUSINESS ENVIRONMENT AND URBAN TECHNICAL INNOVATION YIELD CAPACITY BASED ON CASES STUDY ON 32 MAJOR CITIES
    TAN Suyi, SU Yunfei, WANG Juan
    Resources & Industries    2020, 22 (4): 80-86.   DOI: 10.13776/j.cnki.resourcesindustries.20200226.002
    Abstract101)      PDF(pc) (6353KB)(86)       Save
    Optimizing business environment is playing a key role in urban innovation as China is pushing forward economic transformation. This paper, based on 32 cities' data provided by Guangdong-Hong Kong-Macau Big Bay Institute, establishes a regress model of ordinary least square (OLS) to verify relation between business environment and technical innovation yield capacity. Length of opening business rather than business environment is selected to be a tool variable overcoming inner issues, showing that excellent urban business environment boosts technical innovation yield capacity through a linear model verifying the relation between six business environmental indexes and urban technical innovation yield capacity. Urban soft environment and infrastructures directly impact technical innovation yield capacity. This paper presents suggestions for optimizing business environment on focusing on urban soft environment and infrastructure construction, executing tax-reduction policies, improving financial services, boosting port goods transfer capacity, increasing trade convenience, intensifying trans-city to global technical trade and exchange so as to raise urban technical innovation level.
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